Toni Bregenzer

Toni Bregenzer

Risk and Compliance Manager

Toni oversees a number of ongoing operations from a financial and compliance perspective. Her mission at SWP is to minimize potential risks to clients, and to the firm, by analyzing current practices and identifying opportunities to improve information security.

In addition to her finance and compliance responsibilities, Toni works on special projects that may involve mergers/tuck-in acquisitions, custodians, firm technology, etc. Toni brings unique cross-functional expertise to the role. In the prior six years, she worked closely with SWP clients as Client Service Manager.

Toni lives in Hoboken, New Jersey and is a frequent traveler. She likes to visit with her family in Illinois and at her family’s cabin in Minnesota. At the cabin, Toni and her family indulge in all things outdoors, especially fishing and kayaking. Toni also tries to venture to at least one beach resort per year – but of course never the same place twice.

Favorite Quote

Whatever you are, be a good one.

Education

Attended DePaul University

Vishaal Tummala, CFP®

Wealth Associate

Gabrielle Wagor

Receptionist & Marketing/Events Associate

Lauren Ross

Manager of Investment Operations

A.J. Price, CPA, CFP®

Associate Wealth Advisor

Mary Berman

Client Service Administrator

Moira Fahey-Ullrich

Principal & Chief Solutions Officer

Michele Turner

Client Service Administrator

Whitney Beswick

Operations Associate

Marcie Nach, CFP®

Financial Planner

Joseph Thompson

Associate Wealth Advisor

Kathy Klein, CFP®

Wealth Advisor

John Mariscalco, CFA®

Associate Wealth Advisor

Andrew Cohn, AIF®

Retirement Plan Advisor

Jill Kaz, CFP®

Financial Planner

Joanna Hurley

Receptionist & Administrative Assistant

Lindsay Pflug

Manager of Training & Process Development

William M. Perry, CFP®

Senior Wealth Advisor

Cory Rappaport, CPA

Associate Wealth Advisor

Betsy Wellington

Client Service Administrator

Lee Ford

Information Technology Manager

Jenny Jesse

Client Service Administrator

Jaclyn Simon

Co-Manager, Client Service

Mark Weil, CFP®

Wealth Advisor

Wendy Sabul-Mintzer

Operations Associate

Brian Wendt

Co-Manager, Client Service

Adam Rudolph, CFP®

Associate Wealth Advisor

Dennis Barron

Marketing & Communications Coordinator